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Gregory Paul Schauer

Ameriprise Financial Services, LLC

Mequon, WI

Waukesha, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
WI RA APPROVED 2018-04-09
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • WI RA
    APPROVED
    Since 2018-04-09

Branch Locations

11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Waukesha WI 12/2013 04/2018
Thrivent Financial Appleton WI 05/2014 04/2018
Ameriprise Financial Services Inc Mequon WI 04/2018 03/2020
Ameriprise Financial Services, Llc Mequon WI 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-03
S63 Uniform Securities Agent State Law Examination 2000-09-06
  • S66 Uniform Combined State Law Examination
    2014-03-03
  • S63 Uniform Securities Agent State Law Examination
    2000-09-06
Other Names
  • Gregory Paul Schauer
  • Gregory P Schauer

View on SEC IAPD

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Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI

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