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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-30 |
| NY | RA | APPROVED | 2026-03-30 |
Branch Locations
221 River Street 9Th Floor, Hoboken, NJ 07030 • United States
101 Ave Of The Americas; Suite 900, New York, NY 10013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Long Island City | NY | 10/2015 | 02/2018 |
| Astoria Bank | Long Island City | NY | 10/2015 | 02/2018 |
| Siebert Advisornxt, Inc | New York | NY | 02/2018 | 04/2019 |
| Siebert Advisornxt, Llc. | New York | NY | 07/2019 | 03/2026 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | New York | NY | 03/2026 | Present |
1. DIRECTOR OF FOOTBALL FOR KINGS BAY YOUTH ORGANIZATION, 5/HRS/WK. 2. MCGUINNESS WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 100% OWNER. 3. LIFE INSURANCE AND INDEX ANNUITIES THROUGH UNITED LIFE INSURANCE (SERVICING EXISTING BOOK OF BUSINESS)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-31 |
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