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Margaret Morton Jackson

Rbc Capital Markets, LLC

Annapolis, MD

Naples, FL

Annapolis, MD

CRD 4174148

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-08
TX RA APPROVED_RES 2010-02-19
MD RA APPROVED 2002-05-20
  • FL RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • MD RA
    APPROVED
    Since 2002-05-20

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Annapolis MD 03/2008 Present
City National Bank Annapolis MD 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-18
  • S66 Uniform Combined State Law Examination
    2000-07-18
Other Names
  • Margaret Morton Ellerson

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Robert E Saunders
DONALD WILLIAM COLLETT
LEE DONALD BOLLHORST

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

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