Dominic Palmisano Jr.

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-06
OH	RA	APPROVED	2013-09-03

TX RA
APPROVED_RES

Since 2015-10-06
OH RA
APPROVED

Since 2013-09-03

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cincinnati	OH	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc.

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-03

S66 Uniform Combined State Law Examination

2013-09-03

Other Names

Dominic A Palmisano
Dominic Anthony Palmisano
Dominic Anthony Palmisano
Dominic Anthony Anthony Palmisano Jr.

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

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