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Timothy J Martin

Ubs Financial Services Inc.

Washington, DC

Mclean, VA

Falls Church, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-12-15
NY RA APPROVED 2022-07-21
DC RA APPROVED 2022-07-19
FL RA APPROVED 2022-07-11
CA RA APPROVED 2022-06-24
NJ RA APPROVED 2022-06-24
TX RA APPROVED 2022-06-24
  • VA RA
    APPROVED
    Since 2022-12-15
  • NY RA
    APPROVED
    Since 2022-07-21
  • DC RA
    APPROVED
    Since 2022-07-19
  • FL RA
    APPROVED
    Since 2022-07-11
  • CA RA
    APPROVED
    Since 2022-06-24
  • NJ RA
    APPROVED
    Since 2022-06-24
  • TX RA
    APPROVED
    Since 2022-06-24

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Falls Church, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 08/2012 06/2022
Bank Of America, N.A. Washington DC 03/2013 06/2022
Ubs Financial Services Washington DC 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-06
  • S66 Uniform Combined State Law Examination
    2012-11-06
Other Names
  • Timothy Martin
  • Timothy Joseph Martin

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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