Robert Klepner

Current Employers

Employment History

• 05/2016 → 09/2019
  Lpl Financial, Llc
  Austin, TX
• 06/2016 → 09/2019
  Gladstone Wealth Group
  Austin, TX
• 09/2019 → 09/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2019 → 09/2023
  Spc
  Ann Arbor, MI
• 09/2023 → Present
  Lpl Financial
  Georgetown, TX

Previous Registrations

• 2019-09-13 → 2023-09-28
  Spc
  Ann Arbor, MI
  Georgetown, TX
• 2016-06-22 → 2019-09-25
  Gladstone Wealth Partners
  Austin, TX
  Palm Beach Gardens, FL
• 2012-06-22 → 2016-06-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX
  Austin, TX
  Cedar Park, TX
  Cedar Park, TX
• 2011-09-29 → 2012-05-30
  Principal Securities, Inc.
  Austin, TX

Other Businesses

1) 08/2023 - UPSTREAM INVESTEMENT PARTNERS / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - VERDE CAPITAL PARTNERS / REAL ESTATE TITLE COMPANY / Not Investment Related / AUSTIN TX / Start date 01/03/2022 3) 08/2023 - Real Estate Rental / Owner / Investment Related / Summerfield FL / Start date 03/01/2022 - 0 Hrs 4)08/2023 - PARK PLACE FINANCE / REAL ESTATE SERVICE / Investment Related / AUSTIN TX / Start date 06/01/2016 - 0 Hrs 5) 08/2023 - Real Estate Rental / Owner / Investment Related / Corolla NC / Start date 06/10/2023 - 0 Hrs 6) 06/17/2024 - Inv Related - At reported Business Location(s) - Non-Variable Insurance - Agent - Started: 3/8/2024 - 1 Hr/Mo; 0 Hr During Trading. 7) 01/13/2025 - Investment Related - Robert KLEPNER - Mortgage/Real Estate Services - At Reported Business Location(s) - Start Date:04/30/2024 - 100 Hrs/Mth - 20 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-08

Other Names

• Robert Dennis Klepner