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Sowell Management CRD 127145
$4.81B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-15 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
115 Wilcox St. #220, Castle Rock, CO 80104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2016 | 04/2018 |
| Charles Schwab Bank | Lone Tree | CO | 07/2016 | 04/2018 |
| Army National Guard | Denver | CO | 02/2006 | 02/2020 |
| Centerpiece Wealth Advisor | Castle Rock | CO | 04/2018 | 06/2021 |
| Sowell Management | Castle Rock | CO | 07/2021 | Present |
| Wayfinder Capital, Llc | Castle Rock | CO | 06/2021 | Present |
1) Wayfinder Capital, LLC; investment-related; 115 Wilcox St. #220 Castle Rock, CO 80104; financial advisory services; founder & wealth manager; start date 6/9/2021; registered other business name of Sowell Management and DBA used to market offered financial services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-17 |
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