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Current Employers
Oneascent Financial Services Llc

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-09
  • NJ RA
    APPROVED
    Since 2026-06-09

Branch Locations

219 Main Street Suite 1, Andover, NJ 07821 • United States

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl North Kingstown RI 06/2011 03/2025
Oneascent Financial Services, Llc Birmingham AL 03/2025 06/2026
Oneascent Financial Services, Llc Birmingham AL 06/2026 Present
Other Businesses

1. OneAscent Financial Services DBA Hampton Square Wealth Management. Investment related. At registered location. RIA. Advisor. Start date: 10/2025. 160 hrs/month; all during trading hours. Provide advice to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-20
  • S66 Uniform Combined State Law Examination
    2026-05-20

View on SEC IAPD

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