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Richard Lee Smith

Edward Jones

Howell, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-17
MI RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2018-12-17
  • MI RA
    APPROVED
    Since 2011-10-11

Branch Locations

4207 East Grand River, Howell, MI 48843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11
Designations
Other Names
  • Richard Lee Smith

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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FIDUCIAL PARTNERS LLC
FIFTH THIRD SECURITIES, INC.
HUB INVESTMENT PARTNERS, LLC

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MATTHEW JOSEPH WOJCZYNSKI
CULLEN DANIEL HAYES
Chris M. Wolschleger
Tracy Worthington Bachuwa
Kelley Albrant
Leonard Anthony Ciuzicki
Steven Douglas Kolasinski

Other Offices

J.P. MORGAN SECURITIES LLC · HOWELL, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Howell, MI
EDWARD JONES · HOWELL, MI
EDWARD JONES · HOWELL, MI
EDWARD JONES · HOWELL, MI
MORGAN STANLEY · HOWELL, MI
AE WEALTH MANAGEMENT, LLC · Howell, MI
LPL FINANCIAL LLC · HOWELL, MI

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