Katrina R Stump

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 09/2021
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Portland, OR
• 08/2014 → 09/2021
  Bank Of America, N.A.
  Portland, OR
• 09/2021 → Present
  Rbc Capital Markets, Llc
  Portland, OR
• 10/2021 → Present
  City National Bank
  Portland, OR

Previous Registrations

• 2014-05-23 → 2021-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Camas, WA

Other Businesses

1) 3095 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: PROPERTY / RENT INVESTMENT RELATED: ADDRESS OF BUSINESS: NORTH BONNEVILLE, WASHINGTON 98639 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I*6675 For profit or not for profit: Name of outside business organization: Bonneville Rental #2 Address of business: North Bonneville, Washington 98639 Nature of business: , Position, title, association: , Start date of relationship: 7/16/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: 3) NAME OF ENTITY: Investment Property / Rental Home - Carson, WA ADDRESS: 332 Smith Beckon Road Carson, WA 98610 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Investment Property CAPACITY: Owner - Active START DATE: 05/04/22 DUTIES: Own property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Katrina Stump - Sole Proprietor ADDRESS: 101 Atascadero Drive, Carson, Washington, 98610 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 24/02/2025 CAPACITY: Sole Proprietor DUTIES: Sole proprietorship created to compensate for nanny and childcare responsibilities. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 5) NAME OF ENTITY: GCS Fuel, LLC ADDRESS: 101 Atascadero Drive Carson WA 98610 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 15/08/2025 CAPACITY: Other DUTIES: My husband is the sole owner of the company. I do not have any responsibilities or roles associated with this company. However, the LLC is under the StumpFive Trust. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2014-05-22

Other Names

• Katrina Bakamus