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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-10 |
| WA | RA | APPROVED | 2015-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2011 | Present |
| Bank Of America, N.A. | Seattle | WA | 08/2021 | Present |
I*93232 For profit or not for profit: Non-Profit Organization Name of outside business organization: Burton Chill Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/26/2016 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: We meet once a month and go over recent and upcoming events for Chill's program nights and also fundraising events. We cover possible donors and donations of all types to help support the Chill Foundation whether its funds, food or booze. I*124655 For profit or not for profit: Non-Profit Organization Name of outside business organization: Chill Foundation Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 7/9/2019 Number of hours devoted: 36 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Interim Seattle Program Coordinator works part-time (less than 25hr/wk) responsible for running all day to day operations of a remote year-round program site including direct facilitation of experiential learning through board sports.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-03 |
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