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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-10
WA RA APPROVED 2015-09-09
  • TX RA
    APPROVED
    Since 2015-09-10
  • WA RA
    APPROVED
    Since 2015-09-09

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 05/2011 Present
Bank Of America, N.A. Seattle WA 08/2021 Present
Other Businesses

I*93232 For profit or not for profit: Non-Profit Organization Name of outside business organization: Burton Chill Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/26/2016 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: We meet once a month and go over recent and upcoming events for Chill's program nights and also fundraising events. We cover possible donors and donations of all types to help support the Chill Foundation whether its funds, food or booze. I*124655 For profit or not for profit: Non-Profit Organization Name of outside business organization: Chill Foundation Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 7/9/2019 Number of hours devoted: 36 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Interim Seattle Program Coordinator works part-time (less than 25hr/wk) responsible for running all day to day operations of a remote year-round program site including direct facilitation of experiential learning through board sports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-03
  • S66 Uniform Combined State Law Examination
    2015-09-03
Other Names
  • Jeffrey Jonathan Serell
  • Jeffrey Serell

View on SEC IAPD

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