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Stefan Alexander Shrivastava

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-16
TX RA APPROVED 2023-05-25
  • DC RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Washington DC 08/2017 Present
Jpmorgan Securities Llc Washington DC 08/2017 Present
Yale University New Haven CT 08/2015 05/2017
Unemployed Washington DC 05/2017 08/2017
  • 08/2017 → Present
    Jpmorgan Chase Bank Na
    Washington, DC
  • 08/2017 → Present
    Jpmorgan Securities Llc
    Washington, DC
  • 08/2015 → 05/2017
    Yale University
    New Haven, CT
  • 05/2017 → 08/2017
    Unemployed
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2017-10-27
S66 Uniform Combined State Law Examination 2011-08-19
  • S65 Uniform Investment Adviser Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2017-10-27
  • S66 Uniform Combined State Law Examination
    2011-08-19
Other Names
  • Stefan Alexander Shrivastava
  • Stefan A Shrivastava

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
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