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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-04-05 |
Branch Locations
One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| Scottrade Investment Management | St. Louis | MO | 05/2015 | 05/2017 |
| Scottrade, Inc | Des Peres | MO | 05/2017 | 02/2018 |
| Larson Financial Group, Llc | Chesterfield | MO | 09/2019 | 04/2021 |
| Larson Financial Securities, Llc | Chesterfield | MO | 09/2019 | 04/2021 |
| Oppenheimer & Co, Inc | St. Louis | MO | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-17 |
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