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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-26 |
Branch Locations
947A E Main St, Lexington, SC 29072 • United States
Lexington, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Lexington | SC | 06/2015 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | SC | 06/2015 | 08/2022 |
| Ameriprise Financial Services, Llc | Lexington | SC | 08/2022 | Present |
Independent Insurance Brokering; Guardian; 12/08/2022; Disability Income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-28 |
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