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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-04-20 |
Branch Locations
5537 S. Williamson Blvd, Suite 754, Port Orange, FL 32174 • United States
1395 West Granada Blvd, Ormond Beach, FL 32174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 07/2011 | 11/2017 |
| Lpl Financial Llc | Port Orange | FL | 11/2017 | 04/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2018 | Present |
1. INDEPENDENT INSURANCE AGENT, 5537 S. WILLIAMSON BLVD STE 754, PORT ORANGE, FL, 12/2011. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/WK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-02 |
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