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Michael J Neff

R M Davis Inc

Portland, ME

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Current Employers
R M Davis Inc

24 City Center, Portland, ME 04101-4069 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-02-08
NH RA APPROVED 2021-02-07
  • ME RA
    APPROVED
    Since 2021-02-08
  • NH RA
    APPROVED
    Since 2021-02-07

Branch Locations

24 City Center, Portland, ME 04101-4069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Cape Elizabeth ME 10/2010 12/2016
Key Investment Services Llc Portland ME 09/2011 12/2016
Camden National Wealth Management Portland ME 01/2017 02/2018
People's United Bank, Na Bridgeport CT 03/2018 Present
People's United Advisors, Inc. Bridgeport CT 06/2018 Present
R.M. Davis Portland ME 09/2020 Present
  • 10/2010 → 12/2016
    Keybank
    Cape Elizabeth, ME
  • 09/2011 → 12/2016
    Key Investment Services Llc
    Portland, ME
  • 01/2017 → 02/2018
    Camden National Wealth Management
    Portland, ME
  • 03/2018 → Present
    People's United Bank, Na
    Bridgeport, CT
  • 06/2018 → Present
    People's United Advisors, Inc.
    Bridgeport, CT
  • 09/2020 → Present
    R.M. Davis
    Portland, ME
Previous Registrations
  • 2018-07-13 → 2020-09-09
    People'S United Advisors, Inc.
    Portland, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-28
  • S63 Uniform Securities Agent State Law Examination
    2013-01-28
Designations

View on SEC IAPD

Other Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC
HARBOR INVESTMENT ADVISORS
BIGELOW INVESTMENT ADVISORS, LLC
MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

Other Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER
HELEN ELIZABETH ANDREOLI
WYATT ANDREOLI
STEPHEN DANIEL POULOS
JOSEPH WILLIAM POWERS
LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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