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Edgardo Luis Ortiz Flores

Citigroup Global Markets Inc.

Fountain Valley, CA

New York, NY

Whittier, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-03-20
CA RA APPROVED 2022-09-09
  • PR RA
    APPROVED
    Since 2026-03-20
  • CA RA
    APPROVED
    Since 2022-09-09

Branch Locations

Cwm Retail, Sales 17400 Brookhurst Street, Suite 102, Fountain Valley, CA 92708 • United States

Citi Wealth Management, National Sales 388 Greenwich St., 22Nd Fl & 24Th Fl, New York, NY 10013 • United States

Whittier, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2012 10/2016
Bank Of America N.A San Pedro CA 04/2012 10/2016
J.P. Morgan Securities Llc Cerritos CA 10/2016 07/2022
Citigroup Newbury Park CA 09/2022 Present
Previous Registrations
  • 2016-10-20 → 2022-09-01
    J.P. Morgan Securities Llc
    Cerritos, CA
    Harbor City, CA
  • 2012-03-13 → 2016-10-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Pedro, CA
    San Pedro, CA
    New York, NY
    Carson, CA
    Harbor City, CA
    Harbor City, CA
    Torrance, CA
    Torrance, CA
    Carson, CA
    Torrance, CA
    Rolling Hills Estates, CA
  • 2011-09-12 → 2012-03-06
    Msi Financial Services, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
  • S66 Uniform Combined State Law Examination
    2011-06-13
Designations
Other Names
  • Edgardo Ortiz-Flores
  • Edgardo Luis Ortiz
  • Edgardo L Ortiz-Flores
  • Edgardo Luis Ortiz-Flores
  • Edgardo Luis Ortiz Flores
  • Edgardo Ortizflores

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
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TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
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WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
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