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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-04 |
Branch Locations
121 Calle Del Norte Suite 103, Laredo, TX 78041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Laredo | TX | 06/2011 | 11/2016 |
| Commonwealth Financial Network | Waltham | MA | 11/2016 | Present |
1. Fixed insurance sales; as of 7/21/2021; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Lopez Cattle; cattle operations, Located in Laredo, TX, as of 2007, 0% of time spent during business hours, not investment related; not conducted at branch
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-16 |
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