Yan Yan

Employer firm

Transglobal Advisory, LLC CRD 168709

$58.3M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
CASH MANAGEMENT AND ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers

Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-25

NJ RA
APPROVED

Since 2026-06-25

Branch Locations

561 Us Highway 1, Edison, NJ 08817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Two Sigma Investments	New York	NY	05/2015	07/2022
Premier Finance Alliance	Edison	NJ	02/2024	12/2024
Transglobal Insurance	Edison	NJ	12/2024	Present
Transglobal Advisory Llc	Edision	NJ	06/2026	Present
Unemployment	Edision	NJ	08/2022	01/2024

05/2015 → 07/2022

Two Sigma Investments

New York, NY
02/2024 → 12/2024

Premier Finance Alliance

Edison, NJ
12/2024 → Present

Transglobal Insurance

Edison, NJ
06/2026 → Present

Transglobal Advisory Llc

Edision, NJ
08/2022 → 01/2024

Unemployment

Edision, NJ

Other Businesses

Business Name: TaxSmart Wealth Engine Inc. Investment-Related: No Nature of Business: Insurance and annuity sales; financial consulting services. Description of Duties: Business management, insurance and annuity sales, and financial consulting services. Position/Title: Founder and Managing Member Compensation: Insurance commissions and consulting fees

Employer firm

Current Employers

Transglobal Advisory, Llc

Disclosures

Employment History

Other Businesses

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews