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Charles Francis Xavier Poggi

Janney Montgomery Scott LLC

Hackensack, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
NY RA APPROVED 2021-07-01
NJ RA APPROVED 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • NY RA
    APPROVED
    Since 2021-07-01
  • NJ RA
    APPROVED
    Since 2017-06-19

Branch Locations

505 Main Street Suite 200, Hackensack, NJ 07601-5925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. New York NY 05/2014 12/2016
Janney Montgomery Scott Llc New York NY 06/2017 07/2021
Unemployed Wyckoff NJ 01/2017 05/2017
Janney Montgomery Scott Hackensack NJ 07/2021 Present
Previous Registrations
Other Businesses

1501 LLC, Wyckoff, NJ. Owner/Managing Partner (05/05/2025) - monthly/quarterly oversight of real estate properties. Compensated, investment related, 4 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-14
  • S66 Uniform Combined State Law Examination
    2013-09-14
Other Names
  • Charles Poggi

View on SEC IAPD

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