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Alexandra Jonalin Flores Singh

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 5931285

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-08
AZ RA APPROVED 2016-05-25
TX RA APPROVED 2016-05-06
  • CA RA
    APPROVED
    Since 2024-04-08
  • AZ RA
    APPROVED
    Since 2016-05-25
  • TX RA
    APPROVED
    Since 2016-05-06

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2011 Present
Self Employed Phoenix AZ 10/2020 Present
Self-Employed Phoenix AZ 08/2022 Present
Singh While You Shop Llc Phoenix AZ 03/2023 Present
  • 06/2011 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2020 → Present
    Self Employed
    Phoenix, AZ
  • 08/2022 → Present
    Self-Employed
    Phoenix, AZ
  • 03/2023 → Present
    Singh While You Shop Llc
    Phoenix, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT ADDRESS (City/State): PHOENIX, AZ NATURE OF BUSINESS: LIFESTYLE BLOGGER POSITION: BLOGGER START DATE (Month/Year):10/2020 APPROXIMATE HOURS PER MONTH: VARIES NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: BLOGGER 2)NAME OF BUSINESS: ARIZONA PLAZA, LLC INVESTMENT-RELATED: ADDRESS: PHOENIX, AZ POSITION: OWNER START DATE: 12/2020 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 3)NAME OF BUSINESS: Self employed INVESTMENT RELATED ADDRESS (City/State): Phoenix, AZ NATURE OF BUSINESS: Flipping houses POSITION: Owner START DATE: 8/2022 APPROX. HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: Flip houses 4)NAME OF BUSINESS: Singh While You Shop LLC NON-INVESTMENT RELATED ADDRESS (City/State): Phoenix, AZ NATURE OF BUSINESS: e-commerce POSITION: Owner START DATE: 03/2023 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Selling goods online

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-02
S63 Uniform Securities Agent State Law Examination 2011-07-07
  • S65 Uniform Investment Adviser Law Examination
    2016-05-02
  • S63 Uniform Securities Agent State Law Examination
    2011-07-07
Other Names
  • Alexandra Jonalin Singh

View on SEC IAPD

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