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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-08 |
| AZ | RA | APPROVED | 2016-05-25 |
| TX | RA | APPROVED | 2016-05-06 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2011 | Present |
| Self Employed | Phoenix | AZ | 10/2020 | Present |
| Self-Employed | Phoenix | AZ | 08/2022 | Present |
| Singh While You Shop Llc | Phoenix | AZ | 03/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT ADDRESS (City/State): PHOENIX, AZ NATURE OF BUSINESS: LIFESTYLE BLOGGER POSITION: BLOGGER START DATE (Month/Year):10/2020 APPROXIMATE HOURS PER MONTH: VARIES NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: BLOGGER 2)NAME OF BUSINESS: ARIZONA PLAZA, LLC INVESTMENT-RELATED: ADDRESS: PHOENIX, AZ POSITION: OWNER START DATE: 12/2020 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 3)NAME OF BUSINESS: Self employed INVESTMENT RELATED ADDRESS (City/State): Phoenix, AZ NATURE OF BUSINESS: Flipping houses POSITION: Owner START DATE: 8/2022 APPROX. HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: Flip houses 4)NAME OF BUSINESS: Singh While You Shop LLC NON-INVESTMENT RELATED ADDRESS (City/State): Phoenix, AZ NATURE OF BUSINESS: e-commerce POSITION: Owner START DATE: 03/2023 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Selling goods online
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-07 |
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