Karin Jo Nilsson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Lpl Financial Llc
  Seattle, WA

Previous Registrations

• 1999-08-20 → 2011-10-18
  Cetera Wealth Services, Llc
  Seattle, WA

Other Businesses

(1) 11/20/2012: Let it ride Casino - Outside/W-2 Employment - NOT INV REL - At Reported Business Location(s) - I work as a dealer or pit boss for a casino party vendor. It is not real money. We do Christmas parties or corporate parties. - 5% Time Spent (2) 08/10/2021 - Allegis - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/03/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-22
• S63 Uniform Securities Agent State Law Examination
  1998-10-12

Other Names

• Karin J Nilsson