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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-13 |
| WI | RA | APPROVED | 2019-01-02 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Wauwatosa | WI | 11/2016 | Present |
| Unemployed | Mequon | WI | 06/2016 | 11/2016 |
| Msi Financial Services | Milwaukee | WI | 11/2016 | 03/2017 |
| Mml Investors Services, Llc | Wauwatosa | WI | 03/2017 | Present |
(1)Name: Paul Brokenshire Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa, WI 53226 Nature: Health, Group Life, and Group Health Insurance Position: Agent Start date: 01/28/2019 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Partnering with Colonial Life to provide Group Life/Health Insurance to businesses in the area (2) Name: Paul Brokenshire Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa, WI 53226 Nature: Health Insurance Position: Broker Start date: 05/17/2021 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: General Sales of Medicare/Medicaid products. (3)Name: First Impressions Wealth & Capital Inv rel: Y Add: Residential Address Nature: Financial Services Position: Owner Start date: 5/27/2021 No. HR/MO: 140 No. HR/MO during sec trading: 120 Describe duties: Meet with clients, case design, and take care of ongoing client needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-26 |
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