Best Investors Account Sign in
Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-13
WI RA APPROVED 2019-01-02
  • TX RA
    APPROVED
    Since 2019-03-13
  • WI RA
    APPROVED
    Since 2019-01-02

Branch Locations

10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Wauwatosa WI 11/2016 Present
Unemployed Mequon WI 06/2016 11/2016
Msi Financial Services Milwaukee WI 11/2016 03/2017
Mml Investors Services, Llc Wauwatosa WI 03/2017 Present
  • 11/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Wauwatosa, WI
  • 06/2016 → 11/2016
    Unemployed
    Mequon, WI
  • 11/2016 → 03/2017
    Msi Financial Services
    Milwaukee, WI
  • 03/2017 → Present
    Wauwatosa, WI
Other Businesses

(1)Name: Paul Brokenshire Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa, WI 53226 Nature: Health, Group Life, and Group Health Insurance Position: Agent Start date: 01/28/2019 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Partnering with Colonial Life to provide Group Life/Health Insurance to businesses in the area (2) Name: Paul Brokenshire Inv rel: Y Add: 10401 Innovation Drive Suite 125 Wauwatosa, WI 53226 Nature: Health Insurance Position: Broker Start date: 05/17/2021 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: General Sales of Medicare/Medicaid products. (3)Name: First Impressions Wealth & Capital Inv rel: Y Add: Residential Address Nature: Financial Services Position: Owner Start date: 5/27/2021 No. HR/MO: 140 No. HR/MO during sec trading: 120 Describe duties: Meet with clients, case design, and take care of ongoing client needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
S63 Uniform Securities Agent State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2017-12-15
  • S63 Uniform Securities Agent State Law Examination
    2012-11-26
Other Names
  • Paul Brokenshire

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wauwatosa, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor