Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-11
CA RA APPROVED 2017-08-10
  • TX RA
    APPROVED_RES
    Since 2017-08-11
  • CA RA
    APPROVED
    Since 2017-08-10

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Valencia CA 11/2011 08/2017
Rbc Capital Markets, Llc Beverly Hills CA 08/2017 Present
Previous Registrations
  • 2013-10-11 → 2017-08-11
    Beverly Hills, CA
    Valencia, CA
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2013-10-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor