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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-24 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Richmond | VA | 07/2015 | 02/2019 |
| Td Ameritrade Investment Management, Llc | Richmond | VA | 08/2015 | 02/2019 |
| Tiaa | Richmond | VA | 02/2019 | 04/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Richmond | VA | 02/2019 | 04/2025 |
| Massmutual Life Insurance Co | Glen Allen | VA | 09/2025 | Present |
| Mml Investors Services, Llc | Glen Allen | VA | 09/2025 | Present |
| Unemployment | Midlothian | VA | 04/2025 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
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