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Eliot Searls

Ameriprise Financial Services, LLC

Plymouth, MN

Golden Valley, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-26
  • MN RA
    APPROVED
    Since 2026-05-26

Branch Locations

10405 6Th Ave N Ste 220, Plymouth, MN 55441 • United States

Golden Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2011 12/2017
Ameriprise Financial Services, Llc Plymouth MN 05/2026 Present
American Enterprise Investment Services Inc Minneapolis MN 12/2017 10/2021
Equitable Advisors, Llc New York NY 11/2021 12/2023
Equitable Minneapolis MN 11/2021 12/2023
North Star Resource Group Minneapolis MN 01/2024 02/2026
Cetera Advisor Networks Llc El Segundo CA 11/2023 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 02/2026
  • 06/2011 → 12/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 05/2026 → Present
    Ameriprise Financial Services, Llc
    Plymouth, MN
  • 12/2017 → 10/2021
    American Enterprise Investment Services Inc
    Minneapolis, MN
  • 11/2021 → 12/2023
    Equitable Advisors, Llc
    New York, NY
  • 11/2021 → 12/2023
    Equitable
    Minneapolis, MN
  • 01/2024 → 02/2026
    North Star Resource Group
    Minneapolis, MN
  • 11/2023 → 02/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2024 → 02/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-01
S63 Uniform Securities Agent State Law Examination 2011-07-15
  • S65 Uniform Investment Adviser Law Examination
    2026-05-01
  • S63 Uniform Securities Agent State Law Examination
    2011-07-15
Other Names
  • Eliot Searls
  • Eliot Dimaculangan Searls

View on SEC IAPD

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