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Sean Christopher Wieland

Tannhauser Financial LLC

North Wales, PA

CRD 5930180

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Employer firm

Tannhauser Financial LLC CRD 304485

$143.4K regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tannhauser Financial Llc

223 S. 2Nd Street, North Wales, PA 19454 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-30
  • PA RA
    APPROVED
    Since 2019-07-30

Branch Locations

223 S. 2Nd Street, North Wales, PA 19454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Financial Planning Services Chalfont PA 05/2011 03/2017
Pruco Securities, Llc Chalfont PA 05/2011 03/2017
Tlg Advisors, Inc. Littleton CO 04/2017 07/2017
Tannhauser Financial Llc North Wales PA 05/2019 Present
The Leaders Group, Inc. Littleton CO 04/2017 07/2017
Independent Insurance Agent North Wales PA 04/2017 Present
  • 05/2011 → 03/2017
    Prudential Financial Planning Services
    Chalfont, PA
  • 05/2011 → 03/2017
    Chalfont, PA
  • 04/2017 → 07/2017
    Littleton, CO
  • 05/2019 → Present
    North Wales, PA
  • 04/2017 → 07/2017
    The Leaders Group, Inc.
    Littleton, CO
  • 04/2017 → Present
    Independent Insurance Agent
    North Wales, PA
Previous Registrations
Other Businesses

Sean Christopher Wieland is a licensed insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-29
S63 Uniform Securities Agent State Law Examination 2011-07-01
  • S65 Uniform Investment Adviser Law Examination
    2011-08-29
  • S63 Uniform Securities Agent State Law Examination
    2011-07-01

View on SEC IAPD

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