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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-11
  • CA RA
    APPROVED
    Since 2020-05-11

Branch Locations

610 Newport Center Drive Suite 280, Newport Beach, CA 92660 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Wealth Advisors, Llc Newport Beach CA 05/2016 03/2020
Beacon Pointe Advisors, Llc Newport Beach CA 04/2020 04/2023
Beacon Pointe Advisors, Llc Newport Beach CA 04/2023 08/2026
Beacon Pointe Advisors, Llc Newport Beach CA 08/2026 Present
Previous Registrations
  • 2018-05-04 → 2020-04-27
    Beacon Pointe Wealth Advisors, Llc
    Newport Beach, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30
Other Names
  • Lauren Christine Broyles

View on SEC IAPD

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