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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-06 |
| MA | RA | APPROVED | 2022-04-25 |
| KY | RA | APPROVED | 2022-01-28 |
| LA | RA | APPROVED | 2022-01-28 |
| MI | RA | APPROVED | 2022-01-28 |
| MN | RA | APPROVED | 2022-01-27 |
| SC | RA | APPROVED | 2022-01-27 |
| UT | RA | APPROVED | 2022-01-27 |
| VA | RA | APPROVED | 2022-01-27 |
| CO | RA | APPROVED | 2022-01-26 |
| IN | RA | APPROVED | 2022-01-26 |
| MS | RA | APPROVED | 2022-01-26 |
| NJ | RA | APPROVED | 2022-01-26 |
| OK | RA | APPROVED | 2022-01-26 |
| IL | RA | APPROVED | 2021-10-18 |
| OH | RA | APPROVED | 2021-10-07 |
| NC | RA | APPROVED | 2019-09-03 |
| GA | RA | APPROVED | 2019-03-04 |
| FL | RA | APPROVED | 2018-09-27 |
| CA | RA | APPROVED | 2018-09-19 |
| IA | RA | APPROVED | 2018-09-19 |
| KS | RA | APPROVED | 2018-09-19 |
| MO | RA | APPROVED | 2018-09-19 |
| PA | RA | APPROVED | 2018-09-19 |
| TX | RA | APPROVED | 2018-09-19 |
| WI | RA | APPROVED | 2018-09-19 |
| DC | RA | APPROVED | 2017-06-21 |
| AL | RA | APPROVED | 2017-06-08 |
Branch Locations
1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES
1927 First Avenue North, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Municipal Consultants, Inc. | Birmingham | AL | 05/2015 | 05/2017 |
| Nbc Securities Inc | Birmingham | AL | 05/2017 | Present |
Sipp Safely (since 09/2016) non investment related company makes compact water treatment device 3804 Knollwood Lane, Birmingham AL 35243 Position: Partner 2 hours per month (0 during trading hours) applicant participates in periodic conference calls regarding updates to the company's product and discussions relating to the commercialization of this product.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-08 |
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