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Matthew Fiss

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-04-03
  • MO RA
    APPROVED
    Since 2018-04-03

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Town And Country MO 06/2012 09/2017
Wells Fargo Clearing Services Llc St Louis MO 03/2018 Present
Td Ameritrade, Inc Des Peres MO 09/2017 03/2018
  • 06/2012 → 09/2017
    Scottrade, Inc.
    Town And Country, MO
  • 03/2018 → Present
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 09/2017 → 03/2018
    Td Ameritrade, Inc
    Des Peres, MO
Previous Registrations
  • 2017-10-15 → 2018-03-13
    Td Ameritrade, Inc.
    St Louis, MO
    Omaha, NE
  • 2017-10-15 → 2018-03-13
    Td Ameritrade Investment Management, Llc
    St Louis, MO
  • 2017-06-28 → 2018-03-13
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-08-12 → 2012-03-02
    Lpl Financial Llc
    Arnold, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11
Other Names
  • Matthew Steven Fiss

View on SEC IAPD

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