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Ian L Mahmud

West Branch Capital LLC

Amherst, MA

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Current Employers
West Branch Capital Llc

9 Research Drive Suite 1, Amherst, MA 01002 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-10
NH RA APPROVED 2024-05-17
NY RA APPROVED 2024-05-17
TX RA APPROVED 2024-05-17
  • MA RA
    APPROVED
    Since 2024-06-10
  • NH RA
    APPROVED
    Since 2024-05-17
  • NY RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-17

Branch Locations

9 Research Drive Suite 1, Amherst, MA 01002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital New York NY 06/2012 05/2018
Ubs Securities Llc New York NY 05/2018 08/2018
Credit Suisse Securities (Usa) Llc New York NY 07/2020 09/2021
Mit Sloan Cambridge MA 08/2018 05/2019
Centerview Partners Llc New York NY 09/2021 01/2024
Credit Suisse Securities (Usa) Llc New York NY 06/2019 08/2019
Mit Sloan Cambridge MA 09/2019 05/2020
West Branch Capital Llc Amherst MA 05/2024 Present
West Branch Capital Llc Amherst MA 01/2024 Present
  • 06/2012 → 05/2018
    Barclays Capital
    New York, NY
  • 05/2018 → 08/2018
    Ubs Securities Llc
    New York, NY
  • 07/2020 → 09/2021
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 08/2018 → 05/2019
    Mit Sloan
    Cambridge, MA
  • 09/2021 → 01/2024
    Centerview Partners Llc
    New York, NY
  • 06/2019 → 08/2019
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 09/2019 → 05/2020
    Mit Sloan
    Cambridge, MA
  • 05/2024 → Present
    West Branch Capital Llc
    Amherst, MA
  • 01/2024 → Present
    West Branch Capital Llc
    Amherst, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
S63 Uniform Securities Agent State Law Examination 2012-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
  • S63 Uniform Securities Agent State Law Examination
    2012-08-13
Other Names
  • Ian Lawrence Mahmud
  • Ian Mahmud

View on SEC IAPD

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