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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
KY RA APPROVED 2015-12-10
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • KY RA
    APPROVED
    Since 2015-12-10

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Louisville KY 12/2015 Present
  • 12/2015 → Present
    Raymond James And Associates, Inc.
    Louisville, KY
Previous Registrations
Other Businesses

(1) All non-investment Advancement Committee, Uspiritus 08/2014-present (2) UK Alumni Association 06/2016-present (3) PiKappa Alpha Alumni Association 06/2013-present (4) Name of Business : KE Enterprises Address: 3502 Coronado Drive ,Louisville , KY Nature of the Business: Business Owner Position/Title: Partner Investment Related:No Start Date: 22-Dec-2015 End Date: 30-Sep-2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Friends and I purchased an RV to take to University of Kentucky Football games, we created the LLC listed above in order to limit any personal liability in the unfortunate event of an accident. We receive no compensation and have no revenues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-20
  • S66 Uniform Combined State Law Examination
    2013-08-20

View on SEC IAPD

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