Jack Andrew Mccroken

Current Employers

Employment History

• 04/2014 → 07/2019
  Ubs Financial Services, Inc.
  Rockaland, MA
• 07/2019 → 06/2023
  Triad Advisors Llc
  Norcross, GA
• 07/2019 → 11/2020
  Gwm Advisors, Llc
  Baton Rouge, LA
• 11/2020 → Present
  Pallas Capital Advisors, Llc
  Braintree, MA
• 08/2023 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2019-07-24 → 2020-12-01
  Newedge Advisors
  Braintree, MA
  New Orleans, LA
• 2014-04-16 → 2019-07-30
  Ubs Financial Services Inc.
  Rockland, MA
• 2013-06-18 → 2014-04-10
  Citizens Securities, Inc.
  Quincy, MA
  Whitman, MA
  Johnston, RI
  Canton, MA

Other Businesses

1) Jack McCroken is dually-registered as an Investment Advisor Representative with Pallas Capital Advisors LLC ("Pallas" - since 11/2020) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS" - since 08/2023). Business is conducted from 45 Braintree Hill Office Park, Suite 201, Braintree, MA 02184. Approximately 90% of Mr. McCroken's time is for services under Pallas and the balance as a Registered Representative of PKS. 2) Notary. Not investment related. 45 Braintree Hill Office Park,Suite 201,Braintree,MA 02184. Notary services. Notary. 1/1/2022. 1 hr/month. 1 hr during trading. Notarize documents. 3) Fixed Insurance investment related. 45 Braintree Hill Office Park,Suite 201,Braintree,MA 02184. Provide Insurance advice to clients. Insurance Agent. 5 hours/ 5 hours. Start 10/1/2022.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-04
• S63 Uniform Securities Agent State Law Examination
  2011-09-21

Designations