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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
8 Denison Pkwy E Ste 405, Corning, NY 14830 • United States
90 Linden Oaks Ste 230, Rochester, NY 14625 • United States
130 Main St, Penn Yan, NY 14527 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Painted Post | NY | 08/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Corning | NY | 03/2020 | Present |
Outside Employment; Council Rock Associates, LLC; I am an employee through Council Rock.; Manage advisory business; 8 Denison Parkway E Suite 405, , Corning, NY, 14830; Investment-Related; 01/03/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-15 |
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