Matthew Smith

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Painted Post, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Corning, NY

Other Businesses

Outside Employment; Council Rock Associates, LLC; I am an employee through Council Rock.; Manage advisory business; 8 Denison Parkway E Suite 405, , Corning, NY, 14830; Investment-Related; 01/03/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-18
• S63 Uniform Securities Agent State Law Examination
  2016-04-15

Other Names

• Matthew J Smith
• Matthew James Smith