Charles Patrick Buchana

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Triad Benefits Group, P.C.
  Troy, IL
• 01/2012 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 11/2020 → 11/2021
  First Allied Advisory Services
  Schaumburg, IL
• 12/2021 → 04/2022
  Berthel, Fisher & Company Financial Services, Inc.
  Chesterfield, MO
• 12/2021 → 04/2022
  Bfc Planning, Inc.
  Chesterfield, MO
• 04/2017 → 11/2021
  Barry-Wehmiller Design Group
  Clayton, MO
• 05/2022 → 01/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → 01/2025
  Cetera Advisors Llc
  Fairview Hghts, IL
• 05/2022 → 01/2025
  Burgdorf Wealth Managers Inc.
  Fairview Heights, IL
• 01/2025 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2025 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2022-05-04 → 2025-01-31
  Cetera Investment Advisers Llc
  Fairview Heights, IL
  Staunton, IL
  Troy, IL
• 2021-12-02 → 2022-05-02
  Bfc Planning, Inc.
  Cedar Rapids, IA
  Chesterfield, MO
• 2020-11-12 → 2021-11-30
  Cetera Investment Advisers Llc
  Fairview Heights, IL
  Troy, IL
• 2012-01-04 → 2020-11-12
  First Allied Advisory Services, Inc.
  Fairview Heights, IL
  Troy, IL
  Troy, IL
  Troy, IL

Other Businesses

1) TRIAD BENEFITS GROUP, PC, 503 O'Hara Dr., Suite 2, Troy IL 62294, 02/2025, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO - 0 HR/MO TRADING. 2) BNI (BUSINESS NETWORKING INTERNATIONAL), 300 Jarvis Ct, #4, Troy IL 62294, 02/2025, TREASURER, NETWORKING, NIR, 5 HR/MO - 5 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 01/2025

Exams

• S66 Uniform Combined State Law Examination
  2011-11-22

Other Names

• Pat Buchana
• Patrick Buchana