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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| CA | RA | APPROVED | 2023-01-16 |
Branch Locations
608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Rancho Cucamonga | CA | 12/2018 | 08/2019 |
| World Financial Group, Inc. | Rancho Cucamonga | CA | 07/2018 | 12/2022 |
| Vedc | Sherman Oaks | CA | 07/2018 | 12/2022 |
| Waddell And Reed | Pasadena | CA | 06/2011 | 12/2016 |
| Unemployed | San Marino | CA | 12/2016 | 07/2018 |
| Benjamin Lemon | Pasadena | CA | 01/2015 | 12/2016 |
| Woodbury Financial Services Inc | Diamond Bar | CA | 08/2019 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Hills Estates | CA | 12/2022 | Present |
| U.S. Small Business Administration | Fort Worth | TX | 05/2020 | 05/2022 |
| Bank Of America, N.A. | Rolling Hills Estates | CA | 02/2023 | Present |
I*1431273, Entity Type: PA, Name of OBA: City of San Marino, Address: San Marino, California, 91108, Investment Related: N, Position, Title, Association: Council, Employee State Date: 05-Nov-2024, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties: Member of City Council
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
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