Stephen Andrew Becker

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 01/2016 → 01/2017
  State Farm Insurance
  Clackamas, OR
• 01/2017 → 07/2021
  Self Employed
  Portland, OR
• 02/2019 → 05/2021
  Sedgwick
  Portland, OR
• 07/2021 → 06/2022
  Self Employed
  Phoenix, AZ

Previous Registrations

• 2014-05-07 → 2014-11-19
  Edward Jones
  Tempe, AZ
  Tualatin, OR
• 2012-06-12 → 2013-04-29
  Securian Financial Services, Inc.
  Portland, OR
• 2012-06-18 → 2013-04-29
  Cri Securities, Llc
  Portland, OR

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-29
• S65 Uniform Investment Adviser Law Examination
  2022-03-30
• S66 Uniform Combined State Law Examination
  2012-06-03

Other Names

• Stephen Andrew Becker
• Steve Andrew Becker
• Steve Becker
• Stephen Becker