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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-25
  • TX RA
    APPROVED
    Since 2014-04-25

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

6112 Mccart Ave Ste 100, Fort Worth, TX 76133 • United States

1001 E Berry St, Fort Worth, TX 76110 • United States

6300 Camp Bowie Blvd, Fort Worth, TX 76116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Worth TX 04/2014 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 Present
Previous Registrations
  • 2011-10-06 → 2014-04-29
    St Louis, MO
    Fort Worth, TX
    Arlington, TX
Other Businesses

STORM GUARD ROOFING, NOT INVT RELATED, MANSFIELD, TX, SALESMAN, START DATE 6/17/2022, 20 HRS PER MONTH, 10 HRS DURING TRADING, SALES OF ROOFING AND HOME UPGRADES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
  • S66 Uniform Combined State Law Examination
    2011-10-01
Other Names
  • Thomas Edwin Simonton

View on SEC IAPD

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