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Linda Lee Harrington

Osaic Wealth, Inc.

Scottsdale, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-09-01
  • WA RA
    APPROVED
    Since 2023-09-01

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing (Formerly Sharebuilder) Seattle WA 03/2011 02/2017
Osaic Wealth, Inc. Jersey City NJ 09/2023 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
Capital One Advisors (Formerly Sharebuilder Advisors) Seattle WA 03/2011 02/2017
Kms Financial Services, Inc Seattle WA 08/2017 11/2020
Unemployed Seattle WA 02/2017 08/2017
Securities America, Inc La Vista NE 11/2020 Present
Securities America Advisors La Vista NE 11/2020 Present
  • 03/2011 → 02/2017
    Capital One Investing (Formerly Sharebuilder)
    Seattle, WA
  • 09/2023 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
  • 03/2011 → 02/2017
    Capital One Advisors (Formerly Sharebuilder Advisors)
    Seattle, WA
  • 08/2017 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 02/2017 → 08/2017
    Unemployed
    Seattle, WA
  • 11/2020 → Present
    Securities America, Inc
    La Vista, NE
  • 11/2020 → Present
    Securities America Advisors
    La Vista, NE
Previous Registrations
  • 2020-11-05 → 2024-06-14
    Securities America Advisors, Inc.
    Seattle, WA
    La Vista, NE
  • 2021-01-19 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2017-08-14 → 2020-11-18
    Kms Financial Services, Inc.
    Seattle, WA
    Seattle, WA
  • 2011-04-15 → 2017-02-17
    Capital One Advisors, Llc
    Mclean, VA
  • 2014-10-07 → 2015-01-28
    Capital One Financial Advisors Llc
    Seattle, WA
    Melville, NY
  • 2003-07-23 → 2006-05-05
    Portland, OR
  • 2000-09-06 → 2003-07-17
    Signator Financial Services, Inc.
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-07
  • S66 Uniform Combined State Law Examination
    2000-08-07

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