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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-09-01 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing (Formerly Sharebuilder) | Seattle | WA | 03/2011 | 02/2017 |
| Osaic Wealth, Inc. | Jersey City | NJ | 09/2023 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
| Capital One Advisors (Formerly Sharebuilder Advisors) | Seattle | WA | 03/2011 | 02/2017 |
| Kms Financial Services, Inc | Seattle | WA | 08/2017 | 11/2020 |
| Unemployed | Seattle | WA | 02/2017 | 08/2017 |
| Securities America, Inc | La Vista | NE | 11/2020 | Present |
| Securities America Advisors | La Vista | NE | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-07 |
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