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485 Rainier Blvd North Suite 103, Issaquah, WA 98027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-01-12 |
Branch Locations
485 Rainier Blvd North Suite 103, Issaquah, WA 98027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conover Securities Corporation | Bellevue | WA | 03/2013 | 01/2017 |
| Prudential Insurance Company Of America | Seattle | WA | 01/2017 | 08/2019 |
| Prudential Investment Management Services Llc | Seattle | WA | 01/2017 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 08/2019 | 10/2021 |
| Pnc Capital Markets, Llc. | Bellevue | WA | 01/2022 | Present |
| Highland Capital Advisors, Llc | Issaquah | WA | 01/2024 | Present |
| Pnc Capital Markets | Bellevue | WA | 01/2022 | 12/2023 |
| Merrill Lynch | New York City | NY | 09/2019 | 10/2021 |
| Prudential Investment Management | Newark | NJ | 03/2017 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-08 |
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
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