Sean T Hoffecker

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-06-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Camp Hill	PA	05/2011	07/2017
Bank Of America, N.A.	Camp Hill	PA	06/2013	07/2017
Avantra Family Wealth Llc	Mechanicsburg	PA	07/2017	10/2018
Ameriprise Financial Services, Inc.	Camp Hill	PA	11/2018	06/2022
Sterling Financial Group	Salt Lake City	UT	06/2022	Present
Commonwealth Financial Network	San Diego	CA	06/2022	Present

05/2011 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Camp Hill, PA
06/2013 → 07/2017

Bank Of America, N.A.

Camp Hill, PA
07/2017 → 10/2018

Avantra Family Wealth Llc

Mechanicsburg, PA
11/2018 → 06/2022

Ameriprise Financial Services, Inc.

Camp Hill, PA
06/2022 → Present

Sterling Financial Group

Salt Lake City, UT
06/2022 → Present

Commonwealth Financial Network

San Diego, CA

2018-11-12 → 2022-06-06

Ameriprise Financial Services, Llc

Camp Hill, PA

Sandy, UT
2017-07-28 → 2018-10-19

Avantra Family Wealth, Inc.

Mechanicsburg, PA
2012-11-12 → 2017-07-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Camp Hill, PA

1. Fixed insurance sales; as of 01/01/2026; 1% of time spent during business hours; Conducted at branch location; Investment related.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-09

Other Firms