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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-26
WA RA APPROVED 2021-02-26
  • TX RA
    APPROVED
    Since 2021-02-26
  • WA RA
    APPROVED
    Since 2021-02-26

Branch Locations

2323 N 30Th St Ste 100, Tacoma, WA 98403 • United States

Fircrest, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Fort Worth TX 09/2011 02/2021
First Command Insurance Services Fort Worth TX 09/2011 02/2021
First Command Advisory Services Fort Worth TX 12/2015 02/2021
Ameriprise Financial Services, Llc Tacoma WA 02/2021 Present
Previous Registrations
  • 2015-12-15 → 2021-03-01
    Fort Worth, TX
  • 2011-08-03 → 2015-12-15
    First Command Brokerage Services, Inc.
    Lakewood, WA
    Silverdale, WA
Other Businesses

Independent Insurance Brokering; Globe Life; 09/01/2011; / Midland National Life Insurance; 09/01/2011; Disability Income / The Standard; 07/15/2021; . Business Ownership; Tenmile Island LLC; Member of operating LLC that runs payroll for our staff, office expenses, etc.; Operating LLC to run payroll, pay office expenses; 2323 N 30th St, , Tacoma, WA, 98403; Not Investment-Related; 01/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Tacoma Estate Planning Council; Council Member; 1145 Broadway Plaza, Suite 1500, Tacoma, WA, 98402; Not Investment-Related; 09/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Tenmile Island LLC; Co-owner; Manage advisory business; 2323 N 30th St, Ste 100, Tacoma, WA, 98403; Investment-Related; 02/26/2021; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-02
S63 Uniform Securities Agent State Law Examination 2011-07-20
  • S65 Uniform Investment Adviser Law Examination
    2011-08-02
  • S63 Uniform Securities Agent State Law Examination
    2011-07-20
Designations

View on SEC IAPD

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