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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-26 |
| WA | RA | APPROVED | 2021-02-26 |
Branch Locations
2323 N 30Th St Ste 100, Tacoma, WA 98403 • United States
Fircrest, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning | Fort Worth | TX | 09/2011 | 02/2021 |
| First Command Insurance Services | Fort Worth | TX | 09/2011 | 02/2021 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 02/2021 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 02/2021 | Present |
Independent Insurance Brokering; Globe Life; 09/01/2011; / Midland National Life Insurance; 09/01/2011; Disability Income / The Standard; 07/15/2021; . Business Ownership; Tenmile Island LLC; Member of operating LLC that runs payroll for our staff, office expenses, etc.; Operating LLC to run payroll, pay office expenses; 2323 N 30th St, , Tacoma, WA, 98403; Not Investment-Related; 01/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Tacoma Estate Planning Council; Council Member; 1145 Broadway Plaza, Suite 1500, Tacoma, WA, 98402; Not Investment-Related; 09/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Tenmile Island LLC; Co-owner; Manage advisory business; 2323 N 30th St, Ste 100, Tacoma, WA, 98403; Investment-Related; 02/26/2021; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-20 |
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