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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-01-19
  • OH RA
    APPROVED
    Since 2018-01-19

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 05/2013 01/2018
Ivy Funds Distributor Inc Overland Park KS 05/2013 01/2018
Ifs Financial Services Cincinnati OH 01/2018 Present
Touchstone Securities Cincinnati OH 01/2018 Present
  • 05/2013 → 01/2018
    Waddell & Reed Inc
    Overland Park, KS
  • 05/2013 → 01/2018
    Ivy Funds Distributor Inc
    Overland Park, KS
  • 01/2018 → Present
    Ifs Financial Services
    Cincinnati, OH
  • 01/2018 → Present
    Touchstone Securities
    Cincinnati, OH
Previous Registrations
  • 2013-06-19 → 2018-01-17
    Waddell & Reed
    Overland Park, KS
  • 2011-10-11 → 2012-12-13
    Securian Financial Services, Inc.
    Overland Park, KS
Other Businesses

1) JENNA NUSS PHOTOGRAPHY-40-OLATHE, KS- FAMILY PHOTOGRAPHY-NOT AFFILIATED-12/2017-0-0-NO DUTIES RELATED TO OBA. // Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Name of other business: Body by Toddy; Investment related: No; Address of other business: 11131 W. 172nd Ter, Overland Park, KS 66221; Nature: Produce and share fitness and lifestyle content, aiming to grow an online audience and generate brand partnerships; Position: Sole Proprietor; Start date; Immediately, post-approval (approval being granted on 8/13/25); Approximate number of hours/month: 5-10; Hours per month during trading hours: 0; Duties include: Plan, create, and publish fitness and lifestyle content, manage social media engagement, and coordinate brands for potential collaborations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30

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