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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-19 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Overland Park, KS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 05/2013 | 01/2018 |
| Ivy Funds Distributor Inc | Overland Park | KS | 05/2013 | 01/2018 |
| Ifs Financial Services | Cincinnati | OH | 01/2018 | Present |
| Touchstone Securities | Cincinnati | OH | 01/2018 | Present |
1) JENNA NUSS PHOTOGRAPHY-40-OLATHE, KS- FAMILY PHOTOGRAPHY-NOT AFFILIATED-12/2017-0-0-NO DUTIES RELATED TO OBA. // Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Name of other business: Body by Toddy; Investment related: No; Address of other business: 11131 W. 172nd Ter, Overland Park, KS 66221; Nature: Produce and share fitness and lifestyle content, aiming to grow an online audience and generate brand partnerships; Position: Sole Proprietor; Start date; Immediately, post-approval (approval being granted on 8/13/25); Approximate number of hours/month: 5-10; Hours per month during trading hours: 0; Duties include: Plan, create, and publish fitness and lifestyle content, manage social media engagement, and coordinate brands for potential collaborations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-30 |
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