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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| CA | RA | APPROVED | 2017-11-29 |
| NV | RA | APPROVED | 2017-11-29 |
Branch Locations
6830 Via Del Oro Ste 250, San Jose, CA 95119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | San Jose | CA | 01/2014 | 11/2017 |
| Lpl Financial Llc | San Jose | CA | 11/2017 | Present |
1. 11/29/2017 - VZ Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Used solely for payroll purposes. 2. 11/29/2017 - Vander Zwaag Financial, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 12/1/2015 - 100% time spent per month. 3. 10/17/2018 - No Business Name - Investment Related - Fort Worth TX - Real Estate Rental - Start Date: 10/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 1/9/2020 - VZ FINANCIAL, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 12/27/2012 - 10 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-02 |
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