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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-30
DE RA APPROVED 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2025-06-30
  • DE RA
    APPROVED
    Since 2025-06-09

Branch Locations

55 Kings Hwy, Dover, DE 19901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 08/2024 Present
Self-Employed Contractor Felton DE 05/2024 08/2024
Postal Impact Llc Greenville DE 09/2018 05/2024
Embrace Delaware Inc. Dover DE 05/2016 08/2020
Other Businesses

Name of the other businessK R. H Whether the business is investment-relatedNo Address of the other businessWichita Falls, TX Nature of the other businessNatural person Your positionSecond Successor of Statutory Durable POA Title, or relationship with the other businessN/A Start date of your relationship01-Jan-2028 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessNone at the moment. If both my mother and brother are unable to serve in the position, I will be acting as the POA for my father. Name of the other businessP S. H Whether the business is investment-relatedNo Address of the other businessWichita Falls, TX Nature of the other businessNatural person Your positionSecond Successor of Statutory Durable POA Title, or relationship with the other businessN/A Start date of your relationship01-Jan-2028 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessNone at the moment. If both my father and brother are unable to serve in the position, I will be acting as the POA for my father.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
  • S66 Uniform Combined State Law Examination
    2025-06-06
Other Names
  • Alicia Paige Herman
  • Alicia Paige Jester
  • Alicia Paige Baione

View on SEC IAPD

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