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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-07
CA RA APPROVED 2013-05-31
  • TX RA
    APPROVED_RES
    Since 2013-06-07
  • CA RA
    APPROVED
    Since 2013-05-31

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2013 Present
Bank Of America, N.A. Chandler AZ 05/2013 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAND RESEARCH AND DEVELOPMENT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 8350 E RAINTREEE, SUITE #210 SCOTTSDALE, ARIZONA 85260 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/3/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE AGENT LICENSE IS ACTIVE, BUT AM NOT ACTIVELY USING. BROKER IS MY UNCLE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-29
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S66 Uniform Combined State Law Examination
    2013-05-29
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20
Other Names
  • Robert A Palke
  • Robert A Palke

View on SEC IAPD

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