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38-A Commerce Park Drive, Westerville, OH 43082 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-13 |
| OH | RA | APPROVED | 2017-09-12 |
Branch Locations
38-A Commerce Park Drive, Westerville, OH 43082 • United States
8166 Market Street Suite D, Boardman, OH 44512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swisher Financial | Westerville | OH | 04/2011 | 09/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2011 | 09/2017 |
| Ohio National Financial Services | Cincinnati | OH | 07/2011 | 09/2017 |
| Jericho Financial, Llp | Westerville | OH | 06/2017 | Present |
Mark Charles Faubel is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. JER always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of JER in connection with such individual's activities outside of JER. Tax preparation and tax filing services; investment related: YES; Location of the business: 38-A Commerce Park Dr Westerville, OH 43082; Description of the business: Mr. Faubel provides tax preparation and tax filing services for individuals, businesses, and non-profit organizations.; Responsibilities Duties: Tax preparation and tax filing services.; Start date with business: 2019-01-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-25 |
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