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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

127 W 2Nd St, Sutherland, IA 51058 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J&K Insurance And Real Estate, Inc Sutherland IA 12/2010 Present
Voya Financial Advisors Sutherland IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2010 → Present
    J&K Insurance And Real Estate, Inc
    Sutherland, IA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Sutherland, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: SOUTH O`BRIEN HIGH SCHOOL; No; 307 W GROESBECK ST; PAULLINA; IA; 51046; Coach high school football players; Head coach; 10/1/2007; 60; 60; Head coach| 2) NAME OF ENTITY: Willow Creek Feeders, LLC; No; 5931 480TH ST; PAULLINA; IA; 51046; Farm crops corn, soybeans, alfalfa, and raise hog/cattle; OWNER; 6/1/2008; 40; 40; Marketing, purchasing, recordkeeping| 3) NAME OF ENTITY: J&K Insurance and Real Estate, Inc.; Yes; 127 W 2ND STREET; SUTHERLAND; IA; 51058; insurance and real estate; insurance agent; 12/1/2009; 160; 160; sales and service of fixed insurance & securities products| 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 127 W 2ND ST; SUTHERLAND; IA; 51058; fixed insurance sales; Independent Insurance Agent; 1/17/2012; 160; 160; Sales of fixed insurance products| 5) NAME OF ENTITY: Sutherland Economic Development Committee; No; 5931 480TH ST; PAULLINA; IA; 51046; Board that promotes business growth in the community; board member; 12/1/2010; 4; 4; board member| 6) NAME OF ENTITY: South O'Brien Community Schools; No; 307 W GROESBECK ST; PAULLINA; IA; 51046; High School Track; Assistant Track Coach; 3/15/2016; 60; 15; Coaching shot put and discus.| 7) NAME OF ENTITY: Sutherland Commercial Club; Yes; 5931 480TH ST; PAULLINA; IA; 51046; board that involves local business in community activities; board member; 12/1/2010; 1; 1; board member| 8) NAME OF ENTITY: MARK FUHRMAN-REF; No; 5931 480TH STREET; PAULLINA; IA; 51046; REFEREE; INDEPENDENT REFEREE; 1/1/1997; 40; 0; REFEREE HIGH SCHOOL AND COLLEGE BASKETBALL| 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2010; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 10) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-02
  • S66 Uniform Combined State Law Examination
    2012-05-02
Other Names
  • Mark Fuhrman

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