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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-15 |
| IA | RA | APPROVED | 2018-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp. | Cherokee | IA | 09/2005 | 10/2018 |
| Cherokee State Bank | Cherokee | IA | 10/2018 | Present |
| Lpl Financial Llc | Cherokee | IA | 10/2018 | Present |
1)10/12/18- Cherokee Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 10/12/18 -The Achievement Group - Non-Variable Insurance Inv. Related- Des Moines, IA -start date 9/19/2005 - 15% 3)10/12/18- IAHSAA HIGH SCHOOL OFFICIAL - High School Referee- Non-Inv. Related- Cherokee, IA - start date 8/01/2013 - 8hrs/mth- 1% 4)10/12/18 - Cherokee Community School District- JV Asst. Girls Solfball Coach- Non-Inv. Related- Cherokee, IA - start date 5/01/2017 - 50hrs/mth- 5% 5) 9/23/2019 - Iowa Girls High School Athletic Union (IGHSAU) - Not Investment Related - At different high school venues - Outside/W-2 Employment - IGHSAU Volleyball High School Official - Started 09/02/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 6) 12/17/2020 - Iowa Bankers Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/14/2020 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-19 |
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