Robert Michael Roman

Current Employers

Employment History

• 06/2001 → Present
  Wfgia
  Tucson, AZ
• 05/2006 → Present
  Tucson System Builder
  Tucson, AZ
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Tucson, AZ
• 07/2012 → 06/2025
  Heartland Institute Of Financial Education
  Aurora, CO
• 04/2016 → 06/2019
  Wsb Financial Center Llc
  Tempe, AZ
• 12/2016 → Present
  Personal Rental Property
  Tucson, AZ
• 11/2018 → Present
  Transamerica Employee Benefits
  Little Rock, AR
• 03/2022 → 06/2024
  Lspn Pro, Llc
  Lindon, UT
• 03/2022 → Present
  Humana
  Louisville, KY
• 06/2024 → Present
  Blue Cross Blue Shield Of Az
  Phoenix, AZ
• 08/2024 → Present
  Inheritguard Llc
  Sheridan, WY

Previous Registrations

• 2008-12-09 → 2012-01-06
  Investment Advisors International, Inc.
  Tucson, AZ
  Mesa, AZ

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Tucson System Builder | Owner | 05/2006 | Humana / 0322-Present / Investment Related: No / 500 W. Main St. Louisville, KY 40202 / Sales rep / Health Insurance / Hrs. Work Monthly: 5 / Sec Trading Hrs: 1 / this is to have access to group health plans for small business PERSONAL RENTAL PROPERTY/NO/8773 E CHIMNEY SPRING DRF, TUCSON, AZ 85747/I WILL BE RELOCATING THE END OF THE YEAR TO A NEW PRIMARY RESIDENCE AND WILL BE TURNING MY CURRENT HOME INTO A RENTAL PROPERTY/OWNER/12.31.2016/4/0/MAINTAIN PROPERTY, INTERACT WITH TENANTS, VERY MINIMAL ACTIVITY. TRANSAMERICA EMPLOYEE BENEFITS; NO; 1400 CEMTERVIEW DR. LITTLE ROCK AR 72211; GOUP BENEFITS, LIFE & DISABILITY FOR BUSINESSES; 11/13/18; 7 HRS/MONTH; 1 DURING SEC. TRADING. SETTING UP GROUP BENEFITS BLUE CROSS BLUE SHIELD OF AZ \ POSITION: AGENT NATURE: GROUP HEALTH INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: 8220 N 23rd Ave Phoenix, PHOENIX AZ 85021 \ DESCRIPTION: GROUP HEALTH INSURANCE SALES INHERITGUARD LLC POSITION: None NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 30 N Gould St, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-14
• S63 Uniform Securities Agent State Law Examination
  2000-05-22